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SEC Proposes Disclosure Requirements for Hedge Funds and Private Equity Funds
Posted by Ryan Kuhn on Mar 18, 2022 2:49:27 PM

The SEC has recently proposed new disclosure requirements for hedge funds and private equity funds which have the potential to impact the extent and timeliness of reporting for these types of investment vehicles. 

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Topics: Private equity, Private Equity & Venture Capital, PE/VC, portfolio companies investment, SEC, hedge funds, Financial Stability Oversight Council

Proposed Requirements for Private Fund Advisors Aim for Transparency, Audits
Posted by Jimmy Hanson on Mar 17, 2022 11:19:25 AM

Private fund advisors could face a financial statement audit and other reporting requirements under proposed rule changes from the Securities and Exchange Commission (SEC). Released in early February, the slew of suggested updates to the Investment Advisers Act of 1940 would affect both registered private fund advisors (including those required to be registered) and non-registered fund advisors.

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Topics: Private Equity & Venture Capital, PE/VC, SEC

SEC Proposes Cyber Rules for Registered Fund Advisors
Posted by Ray Gandy on Mar 16, 2022 5:53:10 PM

In a move to protect fund information, the Securities and Exchange Commission (SEC) recently proposed cybersecurity rules for registered fund advisors and investment companies. The updates to the Investment Advisers Act of 1940 would require a minimum set of cyber risk management protocol for registered funds, and additional disclosure requirements for funds that experience an information security incident.

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Topics: Private Equity & Venture Capital, PE/VC, SEC

4 SEC Compliance Trends Fund Managers Should Monitor in 2022
Posted by Ken Boucher on Feb 16, 2022 9:56:41 AM

Securities and Exchange Commission (SEC) regulations cover more than just companies with publicly traded stock. Enforcement results from the 2021 fiscal year hold valuable lessons for companies that manage investment funds, including those in the private equity and venture capital (PE/VC) sector.

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Topics: Private Equity & Venture Capital, PE/VC, SEC

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