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Recent Posts by Jimmy Hanson

Proposed Requirements for Private Fund Advisors Aim for Transparency, Audits
Posted by Jimmy Hanson on Mar 17, 2022 11:19:25 AM

Private fund advisors could face a financial statement audit and other reporting requirements under proposed rule changes from the Securities and Exchange Commission (SEC). Released in early February, the slew of suggested updates to the Investment Advisers Act of 1940 would affect both registered private fund advisors (including those required to be registered) and non-registered fund advisors.

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Topics: Private Equity & Venture Capital, PE/VC, SEC

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